Freidus v. ING Groep N.V.
Issue: Whether, for purposes of a claim under Section 11 of the Securities Act of 1933, a plaintiff must plead that a statement of opinion not only contains false statements of material facts or omits material facts required to make the statements in the registration statement not misleading, but also that the speaker actually knew that the statements were false or misleading, even though the Court has held, in Ernst & Ernst v. Hochfelder, that under § 11 “the issuer of the securities is held absolutely liable,” without regard to fault.
Date | Proceedings and Orders (key to color coding) |
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Jun 16 2014 | Petition for a writ of certiorari filed. (Response due July 18, 2014) |
Jul 11 2014 | Waiver of right of respondents ING Groep N.V., et al. to respond filed. |
Jul 14 2014 | Waiver of right of respondents ING Groep N.V., et al. to respond filed. |
Jul 23 2014 | DISTRIBUTED for Conference of September 29, 2014. |
Aug 12 2014 | Response Requested . (Due September 11, 2014) |
Sep 11 2014 | Brief of respondents ING Groep N.V., et al. in opposition filed. |
Sep 25 2014 | Reply of petitioners Marshall Freidus, et al. filed. |
Oct 1 2014 | DISTRIBUTED for Conference of October 17, 2014. |
Mar 25 2015 | DISTRIBUTED for Conference of March 27, 2015. |
Mar 25 2015 | Supplemental brief of respondents ING Groep N.V., et al. filed. (Distributed) |
Mar 26 2015 | Supplemental brief of petitioners Marshall Freidus, et al. filed. (Distributed) |
Mar 30 2015 | Petition GRANTED. Judgment VACATED and case REMANDED for further consideration in light of Omnicare, Inc. v. Laborers Dist. Council Constr. Industry Pension Fund, 575 U. S. ___ (2015). |
May 1 2015 | JUDGMENT ISSUED. |